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Paul Flewers
Stalin and the Great Terror Politics and Personality in Soviet History
Abstract
This article starts by investigating how the Moscow Trials and the broader Great Terror of the late 1930s were seen outwith the Soviet Union at the time. It then investigates how contemporary and subsequent observers have attempted to explain them, as they viewed them variously as a logical result of Bolshevik theory and practice, rooted in the development of Soviet society, the product of Stalins personal predilections, and an attempt by Stalin to deal with the problems that he faced both personally and politically during the 1930s. It concludes that the staging of the trials and the launching of the terror can be explained by an understanding of both the peculiar nature of the Stalinist socio-economic formation and Stalins particular personal characteristics, and that had Stalin been removed from his post as General Secretary at the Seventeenth Congress of the Soviet Communist Party in 1934, it is extremely unlikely that the Great Terror would have occurred.
Key words Moscow Trials, Stalinism, Soviet Union, state terror.
Note on the author Paul Flewers is a socialist historian and a member of the Editorial Boards of New Interventions and Revolutionary History. His book The New Civili -1941, was recently published by Francis Boutle.
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Seventy years ago this year, in March 1938, the veteran Bolshevik revolutionaries Nikolai Bukharin, Nikolai Krestinsky, Christian Rakovsky, Aleksei Rykov and Sta r secret police chief Genrikh Yagoda sat with 16 other defendants in Charged with a variety of heinous crimes and having been subjected to months of harsh treatment at the hands of the secret police interrogators, they were harangued by Vyshinsky, found guilty, and sentenced to death or long-term imprisonment, which amounted to the same thing. This was the third of a series of major show trials, the first of which, somewhat ironically, had been held under the auspices of Yagoda. The first was held in August 1936, and resulted in Grigori Zinoviev, Lev Kamenev and 14 other Old Bolsheviks being sentenced to death. The second, held in January 1937, resulted in Karl Radek, Yuri Piatakov and 15 others being sentenced to death or long-term imprisonment. Like a three-ring circus, each trial was more flamboyant than its predecessor, with increasingly lurid accusations and confessions about the defendants forming anti-Soviet terrorist groups and for years collaborating with foreign powers and the exiled Trotsky and engaging in terror and sabotage in order to overthrow the Soviet regime and re-establish capitalism, and at the third trial ultimately backdated almost to the October Revolution itself.
These three grotesque show trials were merely the public face of a far deeper
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and broader reign of repression. In between the second and third trials, in June 1937, the Soviet government announced that several senior military leaders, including Marshal Mikhail Tukhachevsky, had been found guilty of treason, and had been executed. All the while, the Soviet press was providing long lists of names of officials who had been purged for their alleged involvement in heinous activities against the Soviet state, and plenty more were disappearing without notice. The number of people officially executed during 1937-38 stands at 681 692, although this figure has been considered an underestimate, and it has been estimated that during that time squad, physical maltreatment or massive over- 1939, there were 2.9 million prisoners in labour camps and prisons.1 This was the time of the Great Terror.
I: Looking at the Great Terror
At the time, the Moscow Trials and the concurrent reign of terror divided opinion in Britain. The adherents of the pro-Soviet lobby the official communist movement and its fellow-travelling allies reasons for the purges and hailed the show trials as a victory for the socialist state over the forces of counter-revolution,2 or, if they did have a few qualms, very much gave the Soviet regime the benefit of the doubt.3 Some commentators, most notably the left-wing intellectuals Harold Laski and Kingsley Martin, wobbled alarmingly between believ government which were objectively counter- level of repression and lack of free expression in the Soviet Union.4 Some people, whilst unequivocally discounting the allegations and confessions about desiring to return to capitalism, plotting sabotage and collaborating with foreign powers, nonetheless considered that there was a possibility of Trotsky conspiring in a political manner with the defendants with the aim of unseating Stalin, as this was the only way in which opposition to him could be manifested in a country where there was no opportunity for open political discourse.5 There were a few strongly anti- communist observers who accepted the core allegations against the Soviet military leaders, if not all the details,6 presumably on the basis that viewing them as
1. Robert Service, A History Twentieth-Century Russia (London, 1997), pp 222-24.
2. See, for example, Dudley Collard, Soviet Justice and the Trial of Radek and Others (London, 1937); William and Zelda Coates, From Tsardom to the Stalin Constitution (London, 1938); JR Campbell,
Soviet Policy and Its Critics (London, 1939).
3. Sidney and Beatrice Webb accepted the trials as genuine, but with little of the sense of
triumphalism demonstrated by many other pro-Soviet people. Their mammoth treatise accepted that there were considerable restrictions upon independent thinking, and that the powers were dangerously wide, but, all in all, average thoroughly believes that it is to the vigilance of the GPU that is due the continued existence of the Soviet state, which would otherwise have been by internal and external enemies (S and B Webb, Soviet Communism: A New Civilisation (London, 1937), p 586). So alright then.
4. Harold Laski, Record of New Statesman, 30 July 1938, p 192; Kingsley Martin, Moscow New Statesman, 5 September 1936, pp 307-08.
5. John Maynard, on the Trotskyist Political Quarterly, Volume 8, no 3, July 1937, p 94; HC Foxcroft, Revolution Quarterly Review, January 1938, p 9; Peter Horn, Lesson of the Moscow Controversy, March 1937, p 104.
6. Henry Wickham Steed, Anti-Bolshevist Fr International Affairs, Volume 16, no 2, March 1937, p 185; Robert Seton-Watson, Britain and the Dictators: A Survey of Postwar British
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fraudulent undermined the legitimacy of their call for an Anglo-Soviet bloc against the threat posed by Nazi Germany.
Most observers at the time, however, were horrified by the purges and the trials, and a wide range of commentators in Britain found the accusations and confessions just too fantastic to be taken seriously. The Spectator averred that the evi7 whilst the Economist the third one.8 The veteran socialist Henry Brailsford declared that he had been very sceptical about Soviet justice ever since the Menshevik Trial in 1931, at which it was stated that the Menshevik leader Rafael Abramovich had been plotting in Moscow on the very day when he was actually with Brailsford and other socialists in Brussels.9 It was pointed out that the Hotel Bristol in Copenhagen, at which Sedov in 1932, had in fact been demolished in 1917 and not rebuilt.10 EH Carr sarcastically wrote off both DN Pritt, the British apologist for the trials, and the trials 11 Writing pungently about the second trial, but with equal relevance to all three, the academic Goronwy Rees, who until then had held a fairly positive attitude towards the Soviet Union, pointed out that the whole case rested upon confessions lacking documentary evidence, that absurdities, contradictions and even impossibilities in the evidence were not challenged, that exact dates were never given, and that confessions were directed by leading questions. He then asked his erstwhile colleagues of the pro-Soviet lobby if this could be anything other than the justice of a police state.12 George Soloveytchik, a Russian liberal exile, drew out the logic of the trials:
After all, there are only two possibilities: either all these men are guilty, in
build élite which is now being exterminated by its chief is the worst kind of scum the world has yet produced, or else the allegations are not true, and then the indictment of this regime which is compelled to invent such ghastly charges is even more devastating.13
Some people, including George Orwell and the radical novelist Nigel Balchin, found the spectacle of the trials so bizarre that they ridiculed them in a couple of satirical sketches that combined delightful whimsy with devastatingly sharp insights.14
The Stalinists countered their critics, and they did, on the face of it, have a reasonable case. Why, they asked, with the Soviet Union doing so well, would Stalin
Policy (Cambridge, 1938), pp 134-36.
7. of the Spectator, 29 January 1937, pp 153-54.
8. of the Economist, 5 March 1938, p 494.
9. HN Brailsford, New Statesman, 31 July 1937, p 181.
10. Friedrich Adler, The Witchcraft Trial in Moscow (London, 1936), pp 15-16.
11. EH Carr, International Affairs, Volume 16, no 2, March 1937, p 311.
12. Goronwy Rees, Twilight of Spectator, 21 May 1937, p 956.
13. George Soloveytchik, Contemporary Review, February 1938, p 153.
14. George Orwell, New English Weekly, 9 June 1938, p 169; Nigel Balchin,
or Night and Day, 19 August 1937, p 3. article was republished in New Interventions, Volume 11, no 4.
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stage a series of fake trials, what possible purpose could it have?15 Did not the defendants confess their guilt, unlike Georgi Dimitrov at the Reichstag Fire Trial?16 Observers repelled by the trials racked their brains attempting to comprehend why they had taken place, and why the defendants had confessed. Stalin was considered p.17 Some relied upon clichés, with, for example, the staunch right-winger Charles Petrie proclaiming sagely that the trials proved the adage that revolutions end up devouring their own children,18 an observation that does little to explain the complex issues of power in post-revolutionary societies, whilst a right-wing - 19
The rather obvious point was made that the trials indicated a profound crisis within the Soviet regime.20 But what was behind the crisis? One theory held that Stalin was staging the trials in order to shift the blame for economic mismanagement from his regime onto scapegoats. After outlining many instances of major malfunctions, poor management and general incompetence, the Moscow correspondent of the Economist of gross inefficiency need not cast discredit upon central planning, which, without some such explanation, migh were accepted as genuine by most Soviet citizens, could act as a conductor, using the defendants as a focus for popular discontent that might otherwise be directed against the government.21 CLR James considered that Stalin was attempting to crush a burgeoning wave of opposition.22 He added that Stalin was attempting to pre-empt anyone within the party-state apparatus who intended him to meet the same fate as Robespierre, and that by allowing workers to be promoted into jobs vacated by purged man 23 Many observers, including Winston Churchill and EH Carr, maintained that Stalin was clearing out the Old Bolsheviks who maintained a commitment to the cause of world revolution,24 and others felt that he was purging the bureaucracy in order to reinforce his position by forestalling the rise of any potential opposition, and clearing out all but the most servile of his retinue.25
s denunciation of Stalin in 1956, the
15. Campbell, Soviet Policy and Its Critics, pp 248-49.
16. John Strachey, of the Month: The Soviet Tria Left News, March 1937, 274.
17. of the National Review, July 1937, pp 8-9.
18. Charles Petrie, English Review, October 1936, p 361.
19. of the National Review, April 1938, p 433.
20. of the Wee Economist, 22 August 1936, p 345.
21. Economist, 27 February 1937, p 466.
22. CLR James, World Revolution: The Rise and Fall of the Communist International (London, 1937), p
367.
23. CLR James, Controversy, October 1937, p 8.
24. Winston S Churchill, Step by Step, 1936-1939 (London, 1939), pp 60-61; EH Carr, Russia (London,
1937), p 6; at the Contemporary Review, December 1937, pp 690-91; AS Elwell-Sutton, Russian New English Weekly, 12 January 1938, pp 268-89; Franz Borkenau, World Communism: A History of the Communist International (London, 1939), p 423.
25. of the Economist, 25 December 1937, p 634; Nicholas de Basily, Russia Under Soviet Rule: Twenty Years of Bolshevik Experiment (London, 1938), p 252; Frederick Voigt, Unto Caesar (London, 1938), p 253.
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extensive research work carried out in the West, and the vast array of documentary evidence available for study in the Soviet archives, the Great Terror is accepted as an historical fact. Only a few disturbed individuals, kennelled away in the pro-Stalin corner of the left, now promote an unblemished picture of the Stalin era, or claim that the Moscow Trials represented anything other than a cruel parody of a legal process.26 The extent of the Terror has been extensively researched, although the precise number of victims remains a subject of debate. The cruel methods used by nfessions are public knowledge. The discussion today is largely centred upon questions of interpretation, and the same questions that puzzled observers seven decades ago are often repeated: why did the terror take place, and what were the driving forces behind it?
Many standard accounts of the Terror consider that there were several crucial formative factors. Firstly, there was the emergence of opposition amongst previously trusted members of the Soviet Communist Party leadership during the First Five- w official Maremian Riutin be executed after he was discovered to have written a detailed oppositional programme that called for the removal of Stalin from his post of General Secretary.27 Secondly, there was the implicit snubbing of Stalin at the Seventeenth Party Congress in 1934, where, depend 28 and where there was private talk (which no doubt swiftly reached Stalin) of ary. Thirdly, Kirov was promoting a call for a more liberal party regime, reconciliation with former oppositionists, and a reduction in state coercion.29 Fourthly, there was the subsequent assassination of Kirov on 1 December 1934, for which many commentators claim that Stalin was responsible,30 or that, if there is no direct proof that he was, of which he took full political advantage.31 Ronald Hingley summed up for removing all other rivals, actual and potential, numbering several millions, in the Great Terror of 1937-32
26. Two works demonstrating adage that paper will take anything written on it are Kenneth Cameron, Stalin: Man of Contradiction (Stevenage, 1988), and Harpal Brar, Perestroika: The Complete Collapse of Revisionism (London, 1992), which both consider that the Moscow Trials were fair, and deny the existence of the Ukrainian famine and the Gulag.
27. Ronald Hingley claimed that call to shoot Riutin was to blish a valuable prece and give him right to consign to death without question, let or hindrance, any communist or expelled communist, from the most senior (Ronald Hingley, Joseph Stalin: Man and Legend (London, 1974), p 218).
28. Robert Tucker gave the lower figure, Dmitri Volkogonov the higher one. See Robert Tucker, Stalin in Power: The Revolution from Above, 1928-1941 (New York, 1992), p 260; Dmitri Volkogonov, Stalin: Triumph and Tragedy (London, 1991), p 200.
29. oris Nicolaevsky, Power and the Soviet Élite (London, 1966), pp 29ff.
30. Particularly Tucker, Stalin in Power, pp 275-76; Robert Conquest, Stalin and the Kirov Murder (London, 1989), passim; Roy Medvedev, Let History Judge: The Origins and Consequences of Stalinism (Oxford, 1989), p 345.
31. Robert Service, Stalin: A Biography (London, 2004), p 315; Donald Rayfield, Stalin and His Henchmen: An Authoritative Portrait of a Tyrant and Those Who Served Him (London, 2004), p 240.
32. Hingley, Joseph Stalin, p 236. Robert Conquest saw the Kirov affair as the on the way to (Robert Conquest, The Great Terror: A Reassessment (London, 1990), p 51).
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The Great Terror followed the tremendous increase in state coercion and con ctivisation schemes that started in 1929 with the First Five-Year Plan. There had been something of a lull in the level of state repression and official hysteria after the chaotic events of the initial Five-Year Plan had calmed down, and there were widespread hopes that the worst of the upheavals were over. The public image of the Seventeenth Congress was that of party unity having superseded the deep divisions evident at earlier national gatherings. This, however, was very much a false dawn, as a new bout of state- assassi time; indeed, as early as the latter half of 1932.33
ount, the Great Terror itself started with the trial of Zinoviev and Kamenev in August 1936, with many preparatory that the GPU was running four years behind in revealing malcontents, and its head Genrikh Yagoda was replaced by Nikolai Yezhov. The trial of Radek and Piatakov took place in January 1937, and in February-March of that year the Soviet ttee met with the simple agenda of dealing with the matter of Bukharin and Rykov; that is, setting them up for persecution. The centre - Work and Measures for Liquidating Trotskyite and other Double- General Secretary warned that the more successful the Soviet Union became, the enemies; and that members of the Soviet Communist Party were most lax in their appreciation of the dangers posed to the Soviet Union.34 It was a clear signal for the implementation of widespread terror, and by mid-1937, with a purge of the secret police, Stalin was in full control of the machinery of mass repression.35
The period from mid-1937 to late 1938, the Yezhovshchina, was the full-blown Terror, marked most publicly by the grotesque third Moscow Trial in March 1938. The Terror affected practically every corner of the Soviet regime. The middle cadre, by then mostly loyal to the general Stalinist line, was purged, often with the lower echelons whipping up a witch-hunt atmosphere against them. The military leadership and industrial management structures were particularly badly hit, as were party leaderships in the non-Russian republics, but no government department escaped, and soon nobody at all was safe as the dragnet descended to the rank-and-file worker and peasant. Brutal interrogation resulted in those arrested implicating others, some people denounced others for personal revenge or in the hopes of obtaining their jobs; few indeed could escape suspicion, few knew who to personal confiden end of 1938, the Great Terror was reined in. Yezhov was purged and suffered the fate of many of his victims. The Soviet Union under Stalin remained an extremely repressive state, and millions were incarcerated in labour camps until shortly after
33. Tucker, Stalin in Power, p 271. See also Hélène Carrère Stalin: Order Through Terror (Harlow, 1981), p 45.
34. JV Stalin, in Party Work and Measures for Liquidating Trotskyite and Other Double- Works, Volume 14 (London, 1978), pp 241-73.
35. Conquest, The Great Terror, passim.
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However, the drawing down of the Great Terror did not mean the end of extreme coercion as a means of governance in the Soviet Union, and the totalitarian Stalin staged a vicious assault upon the Leningrad party leadership, and it is legitimate to consider that his sharp criticisms of the national party leaders and his anti-Semitic measures of the early 1950s were preliminaries for a new round of mass purges.37 One cannot be sure that Stalin would not have tried to repeat the Great Terror had his death not intervened.
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